Saturday, 14 February 2026
Born on this day 1946, Richard Fortey, English palaeontologist, mycologist, and author.
Tuesday, 3 February 2026
Born on this day 1906, Dietrich Bonhoeffer, German theologian, pastor, and political dissident.
Sunday, 25 January 2026
The first Americans.
For much of the second half of the twentieth century, a single model of the peopling of the Americas was accepted by the vast majority of the archaeological community. This was that at the end of the Pleistocene, the receding North American icecap allowed a group of people living in an area called Beringia, a land bridge which connected Alaska to the northeastern tip of Asia. These people, the Clovis Culture, brought with them a suite of tools including a distinctive projectile tip, the Clovis point, taken as an indicator they used spears and bows to hunt. They expanded rapidly across the Americas, reaching the southern tip of South America in less than a thousand years, and driving much of the megafauna of the Americas extinct in the process. All subsequent Americans, until the arrival of Europeans in the 1490s, were descended from this population.
There have been four main objections raised to this theory.
The first, and most obvious, of this is that many sites in the Americas appear to be older than the first Clovis occupation. These include sites such as Tanana and Nenanan valleys in Alaska, the Manis Mastodon site in Washington State, Paisley Caves in Oregon, the Channel Islands of California, the White Sands National Park site in New Mexico, the Topper site in South Carolina, the Saltville site in Virginia, the Buttermilk Creek site in Texas Tlapacoya in Mexico, the El Abra and Tibitó sites in Colombia, the Monte Verde and Tagua Tagua sites in Chile, the Pedera Funda and Lapa do Boquete sites in Brazil.
However, many of these sites were uncertain in their dating, for example radiocarbon dates from remains which appear to be associated with tools, but which cannot be conclusively linked. Other sites have not yielded tools or Human remains as such, but rather Animal remains which appear to show signs of butchering by Humans, leaving room for alternative interpretations. One of the most convincing sites is Buttermilk Creek in Texas. Here tools belonging to the non-Clovis Western Stemmed Tradition, and are found within a layer directly overlain by a layer containing Clovis tools. The Western Stemmed Tradition is found at a number of other early sites, and has been suggested to represent a widespread pre-Clovis tradition in North America. However, while this culture is considered separate from Clovis, the two are clearly closely related. Thus the Western Stemmed Tradition might represent a slightly group of people closely related to the Clovis people, who entered North America slightly earlier, or such a people who entered at the same time but reached some areas first.
The second objection is that the Clovis people appear to have spread across the continents of the Americas incredibly fast, far faster than Humans appear to have colonised any other landmass. This has been raised in particular with reference to sites in southern Chile, which appear to be close in age, if not actually older than, the first Clovis sites in North America.
The third objection is that some of the earliest archaeological sites from South America have produced tool sets conceptually entirely different to the Clovis Technology, which is to say, the tools produced were made in a way so different that it seems unlikely that the producers had any knowledge of the Clovis manufacturing system. Notably, the Umbu, Itaparica, and Lagoa Santa stone tool traditions of Brazil were identified by Brazilian archaeologist Astolfo Araujo as being not only entirely conceptually different from Clovis, but entirely different from one-another. Furthermore, these cultures apparently continued to make entirely different sets of tools, having no influence upon one-another, despite living alongside one-another for thousands of years. However, none of the sites associated with these three cultures pre-dates the Clovis sites, rather their cultural uniqueness appeared to derive from an unknown earlier wave of settlers, which itself has left no trace.
The final challenge to the Clovis-first Hypothesis came from the morphometric examination of ancient remains. Morphometric analysis is a tool used by palaeontologists, archaeologists, anthropologists and forensic pathologists to analyse and compare specimens. It relies on taking numerous measurements of an object such as a bone or shell, and comparing both these measurements and ratios between measurements to those obtained from other specimens in order to establish relationships between them. Traditionally these measurements have been obtained using tape measures and calipers, but modern scientists often use more sophisticated tools such as structured light scanners, which are capable of building highly detailed three dimensional models of specimens.
Between 1989 and 1991 archaeologists Walter Neves and Hector Pucciarelli published a series of papers in which they suggested that, based upon morphometric examinations of their skulls, many sets of ancient individuals from South America appeared to be more closely related to modern Austronesians than to modern Native Americans or Northeast Asians. These remains, which included crania from sites associated with the Lagoa Santa culture, they identified as 'Palaeoamericans' to differentiate them from 'Palaeoindians' the term usually given to the most ancient Humans in the Americas, and which by extension are considered the ancestors of modern Native Americans.
This was controversial for a number of reasons. Firstly, while morphometric analysis is generally considered to be a reliable method of determining the relationships between species, it is less reliable in judging the difference between different groups of Modern Humans, where variation within populations is often as great as that between them. Attempts at applying morphometric analysis to Modern Human remains have frequently been linked to attempts by 'scientific racists' (a group who could be politely described as pseudoscientists) to prove that some groups of living Humans are somehow 'superior' to others.
Secondly, such studies rely on studying preserved skulls in museum collections. Many such skulls were acquired in the eighteenth, nineteenth, and twentieth centuries under what would now be considered highly dubious circumstances, robbed from graves, or taken from executed criminals or prisoners of war (the execution of several people for stealing bodies from graves to sell to medical schools in eighteenth century Europe and the United States suggests that this was never thought to be particularly ethical). Such skulls often had (and in many cases still have) living relatives who objected to their being held in museum collections rather than being buried properly.
Finally, many Native American populations are now marginalised in the Americas, having largely been displaced by the activities of European colonial powers and their successor states. Against this background, communities in many areas have managed to gain some protection, on the basis that they are the original inhabitants of the land. Any suggestion that this is not the case can potentially threaten such protections, leaving Native Americans open to the accusation that they are just one group in a long succession of different settlers.
Despite these controversies, Walter Neves and his team continued with this research, adding more crania from South, Central, and even North America to their list of 'Palaeoamerican' skulls. In 2001, American archaeologist James Chatters published a book 'Ancient encounters: Kennewick Man and the first Americans' in which he assigned a 'Palaeoamerican' origin to Kennewick Man.
Kennewick Man (sometimes known as 'Ancient One') was a partial skeleton already surrounded by controversy. The skull of Kennewick Man was discovered by two college students in shallow sediment in the Columbia River in Washington State in 1996. Not unreasonably, they passed the skull to the local police. A subsequent search recovered much of the rest of the skeleton. The Benton County Coroner, responsible for the area where the remains were found, surmised that the remains were not recent and passed them to Chatters, who at that time ran an independent archaeological consultancy, for examination.
Chatters initial diagnosis of the remains caused the initial controversy, since he concluded upon radiocarbon evidence that Kennewick Man was more than 9000 years old, and upon morphometric analysis of the skull that he was 'Caucasoid' - a term which did not exactly correspond to either 'European' or 'White' - but which had pretty clear implications. By convention, Native American remains discovered on federal lands in the US should be returned to the tribe to which they belong, for internment as they see fit. However, if Kennewick Man was more than 9000 years old, then he could not clearly be determined to belong to any modern Native American group, and the diagnosis of 'Caucasoid' implied that he was not Native American at all, and by implication that Native Americans were not the first people in the Americas.
This led a collection of Native American groups headed by the Umatilla Tribe, who live in the area and have an oral history which they assert goes back 10 000 years, to launch a legal bid to recover the remains of Kennewick Man. This was supported by the them President of the United States, Bill Clinton, and the US Army Corps of Engineers, who had nominal responsibility for the area where the remains were found. A counter case was brought by a group of anthropologists led by Robson Bonnichsen of the Center for the Study of the First Americans, who reasoned that the nature of the Kennewick Man's remains was so significant that they should be retained for study by science. In the event, on 4 February 2004, the United States Court of Appeals for the Ninth Circuit concluded that the remains should not be handed to the Umatilla or any other tribe, on the basis that kinship could not be established. The court further found that the United States Government had acted in bad faith in supporting the case, and awarded US$2 739 000 in costs to the anthropologists. A subsequent attempt in 2005 by Senator John McCain to amend the law on Native American remains to allow the return of the skeleton also failed.
Chatters' description of Kennewick Man as 'Palaeoamerican' did not follow Neve's description as a member of an Austronesian-related group, but rather proposed a mixture of European, Ainu (from northern Japan), Asia, Polynesian, and Australian features. If proposing that a cranium belongs to an ethnic group on the basis of morphometric analysis alone is problematic, the proposal of such a complex mixture should probably have been rejected out of hand. Nevertheless, this was taken quite seriously at the time, and discussions about Kennewick Man's possible affinities continued for several years.
In a paper published in the journal Nature on 18 June 2015, a team of scientists led by Morten Rasmussen of the Centre for GeoGenetics at the University of Copenhagen, and the Department of Genetics at Stanford University, presented the results of a study which compared the genome of Kennewick Man to those of a variety of modern populations. This study found that Kennewick Man was of unequivocal Native American affinities, and was most closely related to the Confederated Tribes of the Colville Reservation, one of the groups which had previously tried to claim his remains as an ancestor. The United States Senate subsequently passed legislation allowing the remains to be returned to a coalition of Columbia Basin tribes, and they were subsequently reburied at a secret location.
On 21 August 2015 another paper was published in the journal Science, by a group of scientists led by Maanasa Raghavan, then also of the Centre for GeoGenetics at the University of Copenhagen, and including Morten Rasmussen as one of the contributors. This paper sought to examine the wider origin of Native American peoples by sequencing the genomes of ancient individuals from the Americas and living individuals from 28 Native American and Siberian communities, which were then compared to a wider database of Human genomes from 169 populations around the globe.
Raghaven et al. found that all Native Americans, with the exception of the Inuit, formed a single clade (group defined by a common ancestry), which could be divided into a northern group, comprising Athabascans (speakers of languages belonging to the Athabascan language group, which have sometimes been suggested to be a separate group from other Native Americans) plus some other groups from northwest North America), and a southern group, comprising all other Native Americans from elsewhere in North, Central, and South America.
The Inuit were found to belong to a sister clade which also included the Koryak and Yupik peoples of Siberia. Interestingly, both the Inuit and Yapik appeared to be equally closely related to a 4000-year-old individual from the ancient Saqqaq culture of Greenland, suggesting that they might represent a back-migration from North America into northeastern Asia. All Native American, Inuit, Yapik, Saqqaq, and Koryak peoples were calculated to have had a last common ancestor who lived about 20 000 years ago (around the last glacial maximum), and a last common ancestor with the Nivkh people of Sakhalin Island and the Amur River basin as well as the Han Chinese about 23 000 years ago.
The last common ancestor of the northern and southern Native American groups was calculated to have lived about 13 000 years ago, and while whether this happened in Beringia or North America is unclear, Raghaven et al. believe that North America is the more likely region, as the southern group were found to be more closely related to the Anzick-1 child, who lived about 12 600 years ago in central Montana, and who was buried with a number of tools associated with the Clovis industry. Several ancient individuals from North America, including Kennewick Man, were found to be closely related to modern peoples living in the same area, showing a remarkable level of genetic continuity across much of the continent. No evidence of early European populations contributing to the Native American gene pool was found.
Curiously, however, Raghaven et al. did find a faint trace of Austronesian affinities among some Native American populations, including Aleutian Islanders, Athabascans, and the Surui people of Brazil. Despite the earlier controversies, this was not entirely improbable; the ancestors of modern Austronesians are known to have been present in East Asia during the Late Pleistocene and Early Holocene, and it is not impossible that an Austronesian-related people, or a people containing some admixture of Austronesian and Siberian genes, could have reached the Americas.
Origins and population history of Native Americans. (A) The results show that the ancestors of all present-day Native Americans, including Amerindians and Athabascans, derived from a single migration wave into the Americas (purple), separate from the Inuit (green). This migration from East Asia occurred no earlier than 23 000 years ago and is in agreement with archaeological evidence from sites such as Monte Verde. A split between the northern and southern branches of Native Americans occurred about 13 000 years ago, with the former comprising Athabascans and northern Amerindians and the latter consisting of Amerindians in southern North America and Central and South America, including the Anzick-1 individual. There is an admixture signal between Inuit and Athabascans as well as some northern Amerindians (yellowline); however, the gene flow direction is unresolved because of the complexity of the admixture events. Additionally, a weak signal related to Australo-Melanesians can be seen in some Native Americans, which may have been mediated through East Asians and Aleutian Islanders (yellow arrows). Also shown is the Mal’ta gene flow into Native American ancestors some 23 000 years ago (yellow arrow). It is currently not possible to ascertain the exact geographical locations of the depicted events; hence, the positioning of the arrows should not be considered a reflection of these (B) Admixture plot created on the basis of TreeMix results shows that all Native Americans form a clade, separate from the Inuit, with gene flow between some Native Americans and the North American Arctic. The number of genome-sequenced individuals included in the analysis is shown in brackets. Raghaven et al. (2015).
What is unclear is when such a population could have arrived. It is possible that such a population reached the Americas some time before the ancestors of modern Native Americans, but only survived and contributed to later genomes in a few places. It is also possible that such a population could have entered the Americas at the same time as other Native Americans, although why they appear to have interbred with a few widely dispersed populations before disappearing is unclear. It is also possible that all of the earliest Native American arrivals had a proportion of Austronesian ancestry, but that the genetic traces of this have been lost in most subsequent populations. Finally, it is possible that such a population entered the Americas later than other Native Americans, possibly through the Aleutian Islands, though it is unclear how they could have spread through an already inhabited Americas contributing to the gene pools of only a few widely scattered populations.
In order to try to test this hypothesis, Raghaven et al. carried out a morphometric analysis of a series of crania from ancient populations previously identified by Walter Neves and others as being of Palaeoamerican affinities, resembling Austronesians. This included samples from the ancient Pericúes people of Baja California, the Fuego-Patagonians of southern Chile and Argentina, and the ancient Lagoa Santa people of Brazil. However, they were unable to repeat the earlier results, finding that these people were not apparently morphologically different from other Native Americans.
On 8 November 2018, a group of scientists led by Víctor Moreno-Mayar, again of the Centre for GeoGenetics at the University of Copenhagen, published another paper in the journal Science, which sought to understand the rate at which the earliest ancestors of modern Native Americans spread through the Americas. In order to do this they used genome data from 15 ancient individuals from the Americas, as well as modern individuals from indigenous communities.
Moreno-Mayar et al. found the same early divide into Northern Native American and Southern Native American populations observed by Raghaven et al., although two of the oldest individuals in their study USR1, a female child from the Upward Sun River site in the Tanana River Valley of Alaska dated to 11 500 years before the present, and Trail Creek 2, a deciduous tooth from the Trail Creek Cave site on the Seward Peninsula dated to about 9000 years before the present, were found to form an outgroup to both of these despite being younger than the division between the two, suggesting that the Ancient Beringian population from which both were descended persisted in Alaska at this time. This supports the idea that the split between the Northern Native American and Southern Native American lineages occurred after the ancestors of these peoples had migrated south of Alaska. This also suggests that the Athabascan and Inuit populations of Alaska, who are members of the Northern Native American group and an outgroup to all Ancient Beringian and Native American populations respectively, moved into the region some time after 9000 years ago.
The split between the Northern Native American and Southern Native American populations was estimated to have happened between 17 500 and 14 600 years ago by Moreno-Mayar et al. The 12 600-year old Anzick-1 child from Montana, the Spirit Cave Individual from Nevada, dated to 10 700 years ago, and five individuals from Lagoa Santa dated to between 10 400 and 9800 years before the present. Two of the Lagoa Santa individuals belong to the same female haplogroup as Anzick-1 (determined from mitochondrial DNA, which is found in the mitochondria, and is passed directly from mother to child without being sexually recombined each generation), while three belong to the same male haplogroup as Spirit Cave (determined from Y-chromosome DNA, which is passed from father to son without recombination), suggesting that all of these individuals were closely related, confirming the extremely fast distribution of this group across the Americas.
Surprisingly, the Lagoa Santa individuals were found to be more closely related to the Spirit Cave individual than were the modern Mixe people, who live in the eastern highlands of the state of Oaxaca State, Mexico. Moreno-Mayar et al. calculate that this is because, while the Mixe belong to the Southern Native American Group and show clear affinities to the Lagoa Santa group, they have also received a large genetic influx from a group they describe as Unknown Population A. This group was found to have diverged from the common ancestors of Ancient Beringians, Northern Native Americans, and Southern Native Americans, between 30 000 and 22 000 years before the present, around the time that these groups split from Siberians and East Asians. Moreno-Mayar et al. estimate that the Mixe are the result of a Southern Native American group interbreeding with Unknown Population A around 8700 years ago, and that they derive about 11% of their genetic heritage from this group.
The Anzick-1 and Spirit Cave individuals are thought to have shared a last common ancestor with the Lagoa Santa individuals and modern Mixe people who lived around 14 100 years ago, while the last common ancestor of the Lagoa Santa individuals and Mixe people is thought to have lived around 13 900 years ago, again supporting a very rapid dispersal of these groups across the Americas.
Moreno-Mayar et al. note that both the Spirit Cave individual and the Lagoa Santa individuals have been identified as 'Palaeoamericans' with apparent morphological similarities to Austronesians, and that some present day groups living in the Amazon region have been shown to have some Austronesian ancestry (although these groups have not been subjected to morphometric analysis). They found that the Lagoa Santa individuals did show a proportion of their genetic heritage with the modern Suruí people and Austronesians, and that this genetic heritage was not shared with the Mixe or Huichol peoples of Mexico, nor the Spirit Cave individual.
Moreno-Mayar et al. also observe that many modern South American populations appear to have derived a significant part of their genetic heritage from a later influx from Mesoamerica, which shared the admixture of genes from Unknown Population A seen in the Mixe. Many modern populations show descent from both the migration which produced the Lagoa Santa individuals and the group ancestral to the modern Mixe. Notably, evidence of an Austronesian input only appears to be present in individuals from east of the Andes. Some North American populations also show signs of an influx of genetic material from Mesoamerica, although this appears to be more recent.
Thus, Moreno-Mayar et al.'s findings appear to support the presence of an Austronesian-related population in South America in the Early Holocene, although this appears to have been largely swamped by subsequent influxes of migrants belonging to different Southern Native American groups. However, a subsequent paper published in the journal Cell on 15 November 2018, by a team led by Cosimo Posth of the Department of Archaeogenetics at the Max Planck Institute for the Science of Human History, and the Institute for Archaeological Sciences, Archaeo- and Palaeogenetics at the University of Tübingen, which included a greater number of ancient genomes than previous studies came to a rather different conclusion.
The new individuals included in the study included a 10 900-year-old individual from Los Rieles in Chile, two individuals from Belize dated to 9300 and 7400 years before the present, and individuals from the 9600-year-old Lapa do Santo site (associated with the Lagoa Santa culture) and the 6700-year-old Laranjal site (associated with the pottery-producing Koriabo culture) in Brazil, none of which appeared to be particularly closely related to modern individuals living in the same region.
Also included were individuals from Cuncaicha and Lauricoch in Peruvian Andes, which despite being around 9000-years old, did appear to be directly related to modern individuals living in the same area. Individuals from Arroyo Seco in Argentina and Laguna Chica in Chile, both dated to around 8600 years before the present. The 5800-year-old Moraes individual, and individuals from the 2000-year-old Jabuticabeira 2 site in Brazil do show affinities with modern Brazilians.
Posth et al. note that many of the earliest individuals in South America, including those from Los Rieles in Chile and Lapa do Santo in Brazil, show close affinities with the Clovis Culture Anzick-1 individual from Montana, again supporting the rapid spread of this lineage, although this close relationship largely disappears from later populations.
Posth et al. conclude that all Native American populations in South America, living and historic, are descended from four waves of migrants, all of which belong to the Southern Native American group. The first of these appears to have diverged from the main part of that lineage before Anzick-1, and therefore may-or-may-not have been associated with the Clovis Culture. The second has direct affinities to Anzick-1, and therefore can be associated with the Clovis Culture; this population appears to have reached the southern part of South America soon after the earliest sites associated with that culture in North America. The third group appears to be related to ancient individuals from the Californian Channel Islands, and to have reached the Central Andes by about 4200 years ago. The fourth group appears to have contributed to modern populations in the Amazon region; it is this population which other researchers have identified as having Austronesian affinities, however, Posth et al. disagree with this analysis.
By using both a larger set of ancient individuals and a wider coverage of the genome, Posthe et al. conclude that the 'Austronesian' influence found in many American groups is in fact a relic of ancient diversity found in the earliest Native Americans and Ancient Beringians, and that this has simply disappeared from most modern populations. This explains the apparently random distribution of these alleles (gene variants) in modern and ancient populations, without the need to invoke an ancient migration of Austronesian peoples into the Americas.
There remains a considerable debate about the oldest archaeological sites in the Americas. It remains possible that one or more groups may have entered the Americas long before the arrival of modern Native American groups, and that that people may have had affinities to Austronesians, Siberians, East Asians, or other groups living in East Asia in the Late Pleistocene. There is, however, no evidence that such a population contributed to the genetic makeup of modern Native Americans.
The Clovis Culture appeared among Southern Native Americans after they had entered North America, and rapidly expanded, reaching the southern part of South America within 2000 years. It was never, however, the only Native American culture in the Americas, and it is not therefore surprising to find evidence of other cultures preceding it in some areas.
See also...
Friday, 26 December 2025
English university returns rare Māori cloak to New Zealand.
The Oriental Museum at the University of Durham has returned a traditional Pauku Māori war cloak to New Zealand for a five-year exhibition at the Auckland War Memorial Museum, according to a press release issued on 11 December 2025. How the cloak came to be in the UK is unclear; it was initially loaned to the museum by the Trevelyan family in the 1960s, then donated in 1971, but had remained in storage for decades before being rediscovered. Pauki cloaks are incredibly rare, with the discovery of the Durham cloak bringing the number known to exist to five.
A Pauku cloak was not a conventional cloak work primarily as a garment, but instead was used as a shield in battle, worn over one arm and held in front of the body. As such it was made of heavy fabric, specifically a tightly woven single-pair weft twined cloth called whatu patahi, and often soaked in water or mud, making it able to absorb much of the energy of a blow. Unfortunately, such cloaks offered little protection against firearms, and are not thought to have been manufactured since the eighteenth century.
The Durham cloak has a wā pōkere border design, popular in the seventeenth century and not previously seen on a Pauku Cloak. This design has a black background, representing the primal void, and a pattern representing the emergence of the world from this.
The cloak will be on display at the Auckland War Memorial Museum for five years, as part of an exhibition funded by the British Council and Creative New Zealand, as part of the Connections Through Culture program. During this time it will be studied by researchers and traditional weavers, and a decision will be made as to where it will be permanently located.
See also...
Tuesday, 23 December 2025
The deep roots of social inequality in South Africa's Cape Colony.
Thirty one years after the end of the Apartheid system, the World Bank still rates South Africa to be the most unequal country on Earth, with a Gini Index of 0.63, four points ahead of the second-placed nation, Namibia (the Gini Index measures inequality from 0.00 to 1.00, where 0.00 represents all wealth being distributed equally among the population, and 1.00 represents a single person owning everything within a nation). It has been calculated that the richest 1% of the South African population own 55% of the country's wealth, while the top 10% own more than 85%. Thus wealth inequality within South Africa is equal to that of the entire globe.
Most modern research into inequality in South Africa concentrates on the post-Apartheid era, although it is generally accepted that the country's long history of racial discrimination and political repression is linked to the current state of inequality. However, the question of when this inequality first arose has not really been addressed by historians.
In a paper published in the South African Journal of Science on 26 November 2025, Johan Fourie of the Laboratory for the Economics of Africa’s Past at Stellenbosch University presents the results of a study in which he examined historical records from the Dutch Cape Colony of the seventeenth and eighteenth centuries and the British Cape Colony of the early nineteenth century, in order to attempt to understand the origins of the severe inequality seen in South Africa today.
Fourie notes that the Cape Colony was a deeply unequal place, even compared to modern South Africa. There were three distinct populations present, European settlers, enslaved people, and the indigenous Khoesan population (note, this is not always considered to be an acceptable name for this group, as it is linked to a history of persecution and discrimination, however, no term is universally deemed acceptable, and it is the term used by Fourie within his study). The economic inequality between these three groups, was predictably stark, but even within these groups inequality was very high.
Most societies in the developed world became steadily more equal in the decades after the Second World War, however, whilst this continued for the remainder of the twentieth century in continental Europe and Japan, the countries of the English-speaking word have become increasingly unequal since the 1970s, a pattern which has been repeated in India and China. Estimating inequality in pre-twentieth century societies is much harder, due to a paucity of records. Calculations have been made for the mid nineteenth century for the US and some western European countries, suggesting that they were more unequal than today. Studies looking at societies from before the nineteenth century are harder still, as census data simply did not exist in most places (the US undertook its first census in 1790, while the first census in England and Wales was taken in 1801). In Africa, such data is generally absent well into the twentieth century.
The Cape Colony provides a rare opportunity to examine wealth distribution in a pre-industrial society, as it was administered by colonial officials from first the Dutch East India Company and then the British Empire. who kept meticulous records of financial transactions, albeit largely with the aim of extracting wealth from the colony. Furthermore, Cape Town has never been affected by any major military conflict, something which as led to the destruction of records in many other parts of the world.
Previous studies of inequality in South Africa have largely concentrated on the twentieth century, and the entrenching of disparities between racial groups by the Apartheid system, and associated political exclusion, social stratification, and control of the labour market. However, this system only entrenched divisions which were already present.
This concentration on twentieth century inequality has led to two visions of inequality in South Africa emerging, a 'Liberal' view which sees inequality as having arisen as a result of European conquest, with people becoming impoverished as a result of being dispossessed from their traditional lands, and a 'Radical' view, which views poverty as a result of a prolonged struggle over land, labour and markets. However, the debates between these two camps have generally been based around the way in which the problems should be viewed, with neither side concentrating particularly on the measurement of inequality.
The Cape Colony was founded by the Dutch East India Company (Vereenigde Oostindische Compagnie) in 1652, as a resupply station for ships on their way to Asia. It subsequently grew into a settler colony with a large agricultural economy, where at least a portion of the population enjoyed a standard of living comparable to that of Europe. This colony subsequently expanded into the African interior, with an expanding agricultural economy built upon the labour of enslaved and Khoesan workers, and producing grain, wine, and livestock products.
By 1825 the Cape Colony comprised 11 districts, with more than 10 420 settler households. At the abolition of slavery in the colony in 1834, a census found over 37 000 enslaved individuals. Records of Khoesan labourers are less clear, though this appears to have increased steadily over time.
Fourie was able to access a variety of records to facilitate his study. The most important of these were annual tax censuses, which were kept by both the Dutch East India Company and British colonial officials, and many of which have been transcribed in the past decade by a team of historians at the Cape Archives. Another source of information was probate inventories (records of people's assets at the time of their death, and how these were divided amongst their heirs), which were collected by the Master of the Orphan Chamber, a public official esponsible for administering estates when individuals died intestate, left heirs under 25 or unmarried or had heirs who were untraceable. A third source of information was the Slave Emancipation Dataset, which provided detailed information about the ownership of slaves at the time of emancipation. This survey was carried out by officials appointed from London, who toured the colony documenting who owned slaves, how many slaves they owned, and estimating the value of those slaves.
Fourie began by calculating annual Gini coefficients for the district of Stellenbosch-Drakenstein based upon annual censuses taken between 1685 and 1844. This dataset comprised 142 219 individual household records, with an average of 995 households each year. To calculate relative wealth, six assets were examined, Horses, Cattle, Sheep, wheat reaped, vines and wine.
Three trends became immediately obvious from this dataset. The first was that wealth distribution in the Cape Colony was remarkably uneven, even when only free households were included. Second is that this applies to all assets, with no asset producing a Gini coefficient less than 0.5 at any point in the record. The third was that whole there were some periods of volatility in the records, these largely reflect points at which the data collecting method was changed, rather than political events.
Fourier then combined all six asset datasets into a single bucket, using values for each item derived from the Orphan Chamber dataset. This again produced a record of remarkably uneven wealth distribution, with the Gini coefficient remaining between 0.6 and 0.75 throughout the eighteenth century, then rising further in the nineteenth century (although this was lower than for the most extreme asset types).
Looking at the share of wealth held by the wealthiest portion of the population, Fourier found that the top 1% of the population held an average of 12% of the total wealth over the eighteenth century at, but that this increased over time, with their holding on average 18% of the wealth over the period 1800-1830. This was true for smaller wealth divisions too, with the wealthiest 0.1% of the population holding an average of 2% of the total wealth in the eighteenth century and 3.7% of the total in the period 1800-1830, while the top 0.01% owned an average of 0.5% of the total wealth through the eighteenth century, and an average of 0.8% of the total wealth in the period 1800-1830. Fourier notes that because these figures reflect only agricultural assets, that they cannot be directly compared to modern statistics, but that they do demonstrate evidence for early wealth inequality.
Fourier also calculated a Gini coefficient for slave ownership, which again was very high, consistently remaining above 0.7. Adding slaves into the general basket, however, reduced the average slightly, which Fourier suggests may reflect many slaves being involved in non-taxable activities, such as domestic servitude.
However, slaves are not just assets, they are people, and members of the community. Since most slaves could be assumed to have no assets (this is not always strictly the case), Fourier first tried representing each male slave as the head of a household with zero assets. This skewed wealth distribution even further, reaching 0.92 by the end of the eighteenth century. Since slaves do have to be provided for in some way, Fourier next repeated the experiment with the assumption that slave households had resources equivalent to six sheep per year. This produced a Gini coefficient with varied between 0.89 and 0.91 over the course of the eighteenth century, comparable for the figures calculated for the slave-owning communities of the Caribbean. Thus the Cape Colony would have been one of the most unequal societies of the early modern world.
Because these records are only from a single district, Stellenbosch-Drakenstein, there remains the possibility that this district was uniquely uneven in its wealth distribution. Records were not available for all districts throughout the period, but Fourier was able to assemble a roughly coeval record set by using 1825 for the Cape District, Stellenbosch, Graaff-Reinet, Swellendam, Albany, Beaufort, George and Uitenhage; 1824 for Clanwilliam and Worcester; and 1823 for Cradock. Using this data, he created Gini coefficients for Horses, Oxen, Cattle, Sheep, wheat and wine. This record included 10 420 individual households.
The Gini coefficient remained above 0.5 for all agricultural measures in all districts, with the single exception that Albany District does not produce any wine. In all other districts, wine produced a Gini coefficient of 0.8 or higher. Distributions were most even for Horses and Oxen. Fourier suggests that Stellenbosch was at the upper end of wealth distribution inequality for two reasons; high wine production and a large number of slaves.
Next Fourier looked at information derived from probate records. Potentially, this could be used to examine household possessions, something absent from the taxation records, though Fourier instead chose to remain with agricultural assets, as this allowed easier comparison with records derived from other sources. Probate records were available for all districts for the entire period, with little variation in how records were made.
Using these records, Fourier examined five agricultural assets, Cattle, Horses, Sheep, ploughs, and wagons, for the eighteenth and early nineteenth centuries. This produced similar results to the taxation records, consistently showing a Gini coefficient of greater than 0.6 for all assets, and from 1770 onwards, a Gini coefficient greater than 0.7, indicating a high rate of wealth inequality among settlers from the earliest days of the colony.
The slave emancipation report records the value of each slave owned at the time of abolition, plus the compensation paid to each slave-owner, with a total of 36 417 individual records. All records come from the year 1834. Gigi coefficients constructed for slave ownership by district showed a high level of inequality, but not as great as for other assets, ranging from 0.29 for Somerset and Uitenhage to a 0.47 for Worcester. Gini coefficients for compensation for the loss of slaves ranged from 0.45 in Somerset to 0.55 in the Cape District.
However, these figures only show inequality among slave-owning colonists, with less than 30% of the settler population at the time actually owning slaves. Once the 13 033 non-slave-owning settler households were added to the equation, the Gini coefficients shifted considerably, giving coefficients for slave-ownership between 0.49 in Stellenbosch (where slave-ownership was comon) and 0.75 in Beaufort (where slave-ownership was unusual). Coefficients for compensation were even higher, ranging from 0.83 in Somerset to 0.92 in the Cape District.
However, European settlers and their slaves were never the only people present in the Cape Colony. By the early nineteenth century a number of Khoe settlements had been incorporated into the colonial administrative system, with some, notably mission stations, having produced documentation which is now being transcribed and analysed by modern scholars. To try to represent this population, Fourier looked at three such settlements, Bethelsdorp, Swartrivier, and Groenekloof, concentrating on records from 1825.
Bethelsdorp, near Algao Bay, was founded in 1804 by the London Missionary Society, and became an important settlement where the Khoe people were able to gain some protection and autonomy within the colonial system, with a population of 425 households by 1814. However, the settlement suffered from poil soil quality, and a variety of other economic problems.
The Swartrivier settlement in Swellendam District grew more organically, attracting pastoralist Khoe who worked as herders of labourers for European farmers, often under exploitative conditions. By 1825 Swartrivier was home to 364 households.
Groenekloof, located on the coast 55 km to the north of Cape Town, was founded by the Moravian Missionary Society in 1808, and became a haven for freed slaves and Khoesan, By 1825 the settlement comprised 108 households, practising subsistence farming, or working as labourers on settler-owned farms.
Tax records were collected for these settlements in the same way as they were for settler communities, although the number of variables per household was generally lower, probably as a reflection of these households owning fewer assets. In analysing these households, Fourier looked at five assets, Cattle, Horses, Oxen, Sheep and wheat reaped.
Creating Gini coefficients for these assets revealed severe inequality within all three settlements. Only a single asset type (Cattle at Bethelsdorp) produced a coefficient lower than 0.75, and that was 0.72. The distribution of many assets approached near perfect inequality (i.e. the situation where one person owns all of the asset). For example, only ten families owned sheep in Bethelsdorp and only one family owned Sheep in Groenekloof. Thus, inequality among the Khoe was typically more severe than among European settlers. Including this group with the general population pushed inequality even further, due to the greater wealth typically held by settler households. This led to a Gini coefficient for Cattle ownership of 0.92, and measures for Horses, Oxen and wheat all in excess of 0.77.
Fourier's findings reflect severe inequality (generally interpreted as a Gini coefficient of greater than 0.6) for all assets, and both within and between communities, throughout the history of the Cape Colony. Such inequality had clearly arisen long before the beginning of the twentieth century. While comparing historic income and wealth to their modern equivalents is notoriously problematic, within-period comparisons can determine the distribution of assets, and therefore how equal or unequal societies were.
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